... with Franklin Financial Services Corporation, a registered broker-dealer based in Houston, Texas. According to his FINRA Broker ... with CP Capital Securities, or if you believe that you have been the victim of a securities fraud, the Law Offices of David A. Carter, P.A ... David Carter is a securities attorney that reviews securities fraud cases throughout the country and Florida, including securities ...

... their brokers for conning them into bad investments, say securities fraud attorneys, Recent  victims --  the ... 75-year-old wife who claim their Bank of America broker cozied up to them, gained their trust and then stuck them with a bad investment ... of America Investment Services should have detected and prevented the broker's recommendations to invest in unregistered securities that ...

... complaints, but others had warned about his questionable reputation. Yet Urban still gave the broker more freedom than he did other brokers at the firm. Urban is a former SEC staffer who was an Assistant ... in 2008. While financial losses do occur when investing in the market, investor losses that are a result of broker fraud are unacceptable. You shouldn’t have to suffer because a broker or ...

... pleaded guilty in federal district court to committing a mortgage fraud, a real estate investment “Ponzi” scam involving over 150 victims, a check-kiting scheme and a bankruptcy fraud. According to Acting United States Attorney Sally Quillian Yates and the information presented in court:  FARLEY, a former mortgage broker, operated through “Creative Home Search,” & ...

Former broker sentenced to 41 months for mortgage fraudOregonLive.comFormer Portland mortgage broker Lee Howlett, labeled by federal prosecutors "a serial, unrepentant con-artist," was sentenced …Mortgage fraud nets prison termBizjournals.comall 3 news articles » Original post by mortgage - Google News

... that a Houston man was recently convicted of mortgage fraud and received a 15 years sentence. Clarence Lewis III ... of wire fraud following a bench trial before Judge Lynn N. Hughes. Lewis, who held a mortgage broker’s license and real estate broker’s ... interest between roles and there are no checks which makes this type of fraud easy to commit. Fraud like this was rampant between 2005-2008 and I ...